Kathy began her career at MetLife, where she held many positions. As an Agency Compliance Manager at MetLife, she established a culture of risk and compliance awareness. She was the primary Registered Principal for the agency and conceptualized, implemented, and maintained an agency-specific Compliance Framework utilizing corporate criteria and monitoring processes to guarantee adherence to all compliance regulations.
In a previous position as an Operations Manager, Kathy led teams of up to 12 clerical professionals. She fostered a sense of partnership amongst all employees. Kathy devised and implemented efficiency-boosting policies and procedures, enabling the agency to meet budgeted expenses. She held the responsibility for financial management in many of her managerial positions.
Kathy completed her undergraduate studies at Marymount Manhattan College with a Bachelor of Arts majoring in Economics. She has an MBA majoring in Business Management.
She holds a life and health license and FINRA Series 7 and 63 Registrations.
Kathy was born and raised in Barbados, West Indies; she now resides in Missouri City, Texas, with her husband. Her son, wife, and kids also live in Texas.
She is a Registered Representative with Lion Street Financial. Kathy does not currently offer securities.